European Commission
EU Wildlife Trade Regulations

Codes for the indication in permits and certificates of the source of specimens, referred to in Article 5(6) of Regulation (EC) No 865/2006 as amended by Regulation (EU) No 791/2012 and Regulation (EU) No 2015/8701

1. Codes for the indication in permits and certificates of the purpose of a transaction, referred to in Article 5(5)
BBreeding in captivity or artificial propagation
EEducational. Where the transaction is for the purpose of use in educational and training programs or for display in an institution with a primarily educational remit.
GBotanical gardens
HHunting trophies
LLaw enforcement/judicial/forensic. Where the transaction is for the purpose of transfer of specimens between, or in support of, government agencies for law enforcement, judicial or forensic purposes.
MMedical (including bio-medical research). Where the transaction is for the purpose of medical or veterinary testing, diagnosis, treatment or research, including biomedical research.
NReintroduction or introduction into the wild. Where the transaction is for the purpose of reinforcement and reintroduction within a species’ natural and historical range, and for conservation introductions, comprising assisted colonization and ecological replacement, outside the species’ natural and historical range.
PPersonal
QTravelling exhibitions (sample collection, circus, menagerie, plant exhibition, orchestra or museums exhibition that is used for commercial display for the public).
SScientific
TCommercial
ZZoos. Where the transaction is for the purpose of movement of a specimen to a zoo and/or aquarium or by a zoo and/or aquarium for public display, care, reproduction, public education and awareness, scientific research, rescue, rehabilitation, or conservation.
2. Codes for the indication in permits and certificates of the source of specimens, referred to in Article 5(6)
WSpecimens taken from the wild
RSpecimens of animals reared in a controlled environment, taken as eggs or juveniles from the wild, where they would otherwise have had a very low probability of surviving to adulthood
DSpecimens of animal species listed in Appendix I to the Convention that are bred in captivity for commercial purposes in operations included in the register of operations that breed Appendix I animal species for commercial purposes, which is maintained by the Secretariat of the Convention, as well as parts and derivatives thereof, and specimens of plant species listed in Appendix I to the Convention that are artificially propagated for commercial purposes in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
APlants artificially propagated in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
CAnimals bred in captivity in accordance with Chapter XIII of Regulation (EC) No 865/2006, as well as parts and derivatives thereof
FAnimals born in captivity, but for which the criteria of Chapter XIII of Regulation (EC) No 865/2006 are not met, as well as parts and derivatives thereof
IConfiscated or seized specimens
OPre-Convention
USource unknown (must be justified)
XSpecimens taken in the marine environment not under the jurisdiction of any State
YPlant specimens obtained from assisted production, which are considered not to be ‘artificially propagated’ as set out in Article 56, and also not considered to be taken from the wild because they are propagated or planted in an environment with some level of human intervention for the purpose of plant production

  1. This corresponds to point 2 of Annex IX to Regulation (EC) No 865/2006, the latest version of which should be checked for any recent amendments. ↩

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